Once upon a time (only a century ago), a few billion stars and gas
clouds smeared along the Milky Way were thought to encompass all of
existence, and the notion of understanding it was daunting and
hubristic enough. Now astronomers know that galaxies are scattered
like dust across the cosmos. And understanding them might require recourse
to an even broader canvas, what they sometimes call a "multiverse."
For some cosmologists, that means universes sprouting from one another
in an endless geometric progression, like mushrooms upon mushrooms upon
mushrooms, or baby universes hatched inside black holes. Others imagine
island universes floating and even colliding in a fifth dimension.
For example, Dr. Max Tegmark, a University of Pennsylvania cosmologist,
has posited at least four different levels of universes, ranging from
the familiar (impossibly distant zones of our own universe) to the strange
(space-times in which the fundamental laws of physics are different).
Dr. Martin Rees, a University of Cambridge cosmologist and the Astronomer
Royal, said contemplating these alternate universes could help scientists
distinguish which features of our own universe are fundamental and necessary
and which are accidents of cosmic history. "It's all science, but
science for the 21st century, to seek the answers to these questions,"
Dr. Rees said, adding that he is often accused of believing in other
universes.
"I don't believe," he said, "but I think it's part of
science to find out."
Some cosmologists now say the realm we call the observable universe
roughly 14 billion light-years deep of galaxies and stars
could be only a small patch of a vast bubble or "pocket" in
a much vaster ensemble bred endlessly in a chain of big bangs.
The idea, they say, is a natural extension of the theory of inflation,
introduced by Dr. Alan Guth, now at the Massachusetts Institute of Technology,
in 1980. That theory asserts that when the universe was less than a
trillionth of a trillionth of a second old it underwent a brief hyperexplosive
growth spurt fueled by an antigravitational force embedded in space
itself, a possibility suggested by theories of modern particle physics.
Because inflation can grow a whole universe from about an ounce of
primordial stuff, Dr. Guth likes to refer to the universe as "the
ultimate free lunch." But Dr. Guth and various other theorists
including Dr. Andrei Linde of Stanford, Dr. Alexander Vilenkin
of Tufts and Dr. Paul Steinhardt of Princeton have suggested
that it may be an endless one as well. Once inflation starts anywhere,
it will keep happening over and over again, they say, spawning a chain
of universes, bubbles within bubbles, in a scheme that Dr. Linde called
"eternal inflation."
"Once you've discovered it's easy to make a universe out of an
ounce of vacuum, why not make a bunch of them?" asked Dr. Craig
Hogan, a cosmologist at the University of Washington.
In fact, Dr. Guth said, "Inflation pretty much forces the idea
of multiple universes upon us."
Moreover, there is no reason to expect that these universes will be
identical. Even within our own bubble, tiny random nonuniformities in
the primordial raw material would cause the cosmos to look different
from place to place. If the universe is big enough, Dr. Tegmark and
others say, everything that can happen will happen, so that if we could
look out far enough we would eventually discover an exact replica of
ourselves.
Moreover, cosmologists say, the laws of physics themselves, as experienced
by creatures like ourselves, confined to four dimensions and the energy
scales of ordinary life, could evolve differently in different bubble
universes.
"Geography is a now a much more interesting subject than you thought,"
Dr. John Barrow, a physicist at the University of Cambridge, observed.
Inflation has gained much credit with cosmologists, despite its strangeness,
Dr. Guth noted, because it plays a vital role in calculations of the
Big Bang that have been vindicated by the detection of the radio waves
it produced. The prediction of other universes must therefore be taken
seriously, he said.
Lucky Numbers
Adjusting the Dials of Nature's Console
The prospect of this plethora of universes has brought new attention
to a philosophical debate that has lurked on the edges of science for
the last few decades, a debate over the role of life in the universe
and whether its physical laws are unique or, as Einstein once
put it, "whether God had any choice."
Sprinkled through the Standard Model, the suite of equations that describe
all natural phenomena, are various mysterious constants, like the speed
of light or the masses of the elementary particles, whose value is not
specified by any theory now known.
In effect, the knobs on nature's console have been set to these numbers.
Scientists can imagine twiddling them, but it turns out that nature
is surprisingly finicky, they say, and only a narrow range of settings
is suitable for the evolution of complexity or Life as We Know It.
For example, much of the carbon and oxygen needed for life is produced
by the fusion of helium atoms in stars called red giants.
But a change of only half a percent in the strength of the so-called
strong force that governs nuclear structure would be enough to prevent
those reactions from occurring, according to recent work by Dr. Heinz
Oberhummer of Vienna University of Technology. The result would be a
dearth of the raw materials of biology, he said.
Similarly, a number known as the fine structure constant characterizes
the strength of electromagnetic forces. If it were a little larger,
astronomers say, stars could not burn, and if it were only a little
smaller, molecules would never form.
So is this a lucky universe, or what?
In 1974, Dr. Brandon Carter, a theoretical physicist then at Cambridge,
now at the Paris Observatory in Meudon, pointed out that these coincidences
were not just luck, but were rather necessary preconditions for us to
be looking at the universe.
After all, we are hardly likely to discover laws that are incompatible
with our own existence.
That insight is the basis of what Dr. Carter called the anthropic principle,
an idea that means many things to many scientists. Expressed most emphatically,
it declares that the universe is somehow designed for life. Or as the
physicist Freeman Dyson once put it, "The universe in some sense
must have known that we were coming."
This notion horrifies some physicists, who feel it is their mission
to find a mathematical explanation of nature that leaves nothing to
chance or "the whim of the Creator," in Einstein's phrase.
"It touches on philosophical issues that scientists oftentimes
skirt," said Dr. John Schwarz, a physicist and string theorist
at the California Institute of Technology. "There should be mathematical
ways of understanding how nature works."
Dr. Steven Weinberg, the University of Texas physicist and Nobel laureate,
referred to this so-called "strong" version of the anthropic
principle as "little more than mystical mumbo jumbo" in a
recent article in The New York Review of Books.
Sorting Universes
Finding a Home for the 'A-Word'
Nevertheless, the "A-word" is popping up more and more lately,
at conferences and in the scientific literature, often to the groans
of particle physicists. The reason is the multiverse.
"It is possible that as theoretical physics develops, that it
will present us with multiple universes," Dr. Weinberg said.
If different laws or physical constants prevail in other bubble universes,
the conditions may not allow the existence of life or intelligence,
he explained.
In that case the anthropic principle loses its mysticism and simply
becomes a prescription for deciding which bubbles are capable of supporting
life.
But many string theorists still resent the principle as an abridgment
on their ambitions. The result has been a spirited debate about what
physicists can expect from their theories.
"They have the pious hope that string theory will uniquely determine
all the constants of nature," said Dr. Barrow, who wrote the 1984
book "The Cosmological Anthropic Principle" with Dr. Frank
Tipler, a Tulane University physicist. The book argued that once life
emerges in the universe it will never die.
In a recent paper titled "The Beginning of the End of the Anthropic
Principle," three physicists Dr. Gordon Kane of the University
of Michigan, and Dr. Malcolm Perry and Dr. Anna Zytkow, both of Cambridge
argued that a unified theory of physics, as string theory purports
to be, when finally formulated, would specify most of the constants
of nature or specify relationships between them, leaving little room
for anthropic arguments.
"The anthropic principle isn't as anthropic as people wanted,"
Dr. Kane said in an interview.
But in a rejoinder titled "Why the Universe Is Just So,"
Dr. Hogan of Washington argued that physics was replete with messy processes
like quantum effects, which leave some aspects of reality and the laws
of physics to chance. According to string theory, he pointed out, the
laws of physics that we mortals experience are low-energy, 4-dimensional
shadows, of sorts, of a 10- or 11-dimensional universe. As a result,
the so-called "fundamental constants" could look different
in different bubbles.
Dr. Hogan admitted that this undermined some of the traditional aspirations
of physics, writing, "at least some properties of the world might
not have an elegant mathematical explanation, and we can try to guess
which ones these are."
Even string theorists like Dr. Kane admit that, in the absence of a
final form of the theory, they have no idea how many solutions there
may be one, many or even an infinite number to the "final"
string equations. Each one would correspond to a different condition
of space-time, with a different set of physical constants.
"Any set that allows life to happen will have life," he said.
Dark Energies
When the Numbers Just Don't Add Up
But even some of the most hard-core physicists, including Dr. Weinberg,
suggest they may have to resort to the anthropic principle to explain
one of the deepest mysteries looming like a headache over science: the
discovery that the expansion of the universe seems to be speeding up,
perhaps in a kind of low-energy reprise of an inflation episode 14 billion
years ago.
Cosmologists suspect a repulsion or antigravity associated with space
itself is propelling this motion. This force, known as the cosmological
constant, was first proposed by Einstein back in 1917, and has been
a problem ever since "a veritable crisis," Dr. Weinberg
has called it.
According to astronomical observations, otherwise undetectable energy
"dark energy" accounts for about two-thirds
of the mass-energy of the universe today, outweighing matter by two
to one. But according to modern quantum physics, empty space should
be seething with energy that would outweigh matter in the universe by
far, far more, by a factor of at least 1060. This mismatch has been
called the worst discrepancy in the history of physics.
But that mismatch is crucial for life, as Dr. Weinberg first pointed
out in 1987. At the time there was no evidence for a cosmological constant
and many physicists presumed that its magnitude was in fact zero.
In his paper, Dr. Weinberg used so-called anthropic reasoning to pin
the value of any cosmological constant to between about one-tenth and
a few times the density of matter in the universe. If it were any larger,
he said, the universe would blow apart before galaxies had a chance
to form, leaving no cradle for the stellar evolution of elements necessary
for life or other complicated structures.
The measured value of the constant is about what would be expected
from anthropic arguments, Dr. Weinberg said, adding that nobody knows
enough about physics yet to tell whether there are other universes with
other constants. He called the anthropic principle "a sensible
approach" to the cosmological constant problem.
"We may wind up using the anthropic principle to satisfy our sense
of wonder about about why things are the way they are," Dr. Weinberg
said.
Beyond the Dark
Searching for Proof From Better Theories
For Dr. Rees, the Astronomer Royal, it is not necessary to observe
other universes to gain some confidence that they may exist. One thing
that will help, he explained, is a more precise theory of how the cosmological
constant may vary and how it will affect life in the universe. We should
live in a statistically typical example of the range of universes compatible
with life, he explained. For example, if the cosmological constant was,
say, 10 percent of the maximum value consistent with life, that would
be acceptable, he said.
"If it was a millionth, that would raise eyebrows."
Another confidence builder would be more support for the theory of
inflation, either in the form of evidence from particle physics theory
or measurements of the cosmic Big Bang radiation that gave a more detailed
model of what theoretically happened during that first trillionth of
a trillionth of a second.
"If we had a theory then we would know whether there were many
big bangs or one, and then we would know if the features we see are
fixed laws of the universe or bylaws for which we can never have an
explanation," Dr. Rees said.
In a talk last month at a cosmology conference in Chicago, Dr. Joseph
Polchinski, from the Institute for Theoretical Physics at the University
of California in Santa Barbara, speculated that the there could be 1060
different solutions to the basic string equations, thus making it more
likely that at least one universe would have a friendly cosmological
constant.
Reminded that he had once joked about retiring if a cosmological constant
was discovered, on the ground that the dreaded anthropic principle would
be the only explanation, he was at first at a loss for words.
Later he said he hoped the range of solutions and possible universes
permitted by string theory could be narrowed by astronomical observations
and new theoretical techniques to the point where the anthropic principle
could be counted out as an explanation.
"Life is still good," he said.
But Dr. Hogan said that multiple universes would have to be taken seriously
if they came out of equations that science had faith in.
"You have to be open-minded," he said. "You can't impose
conditions."
"It's the most scientific attitude," he added.
By Dennis Overbye.
This article appeared in the New York Times on October 29, 2002